Steps Colleges Can Follow to Promote
Academic Integrity and Copyright Compliance
Barbara Zukin Heiman, Ph.D.
Instructor, Computer and Information
Sciences
Santa Rosa Junior College
Contents
Overview
The relationship between academic freedom
and academic integrity
Ethical Approaches
The discovery of a double standard between
academic consequences of plagiarism
by students and by faculty and staff
Legal Approaches
The definition of intellectual property
How do you copyright a current work?
Fair Use: using a portion of a copyrighted
material without seeking permission
What happens if a copyright is infringed?
URLs for more copyright information
Practical Approaches
Educate the academic institution
Define clear academic consequences for
violations in academic integrity
Enforce consequences for violations
Acknowledgment
Sources
Copyright
Overview
The relationship between liberty and responsibility
George Bernard Shaw wrote, in his Maxims
for Revolutionists1
:
Liberty means responsibility. That is
why most men dread it.
He who can, does. He who cannot, teaches.
The relationship between academic freedom
and academic integrity
Academic freedom is a conceptual umbrella
that allows members of academic communities the freedom to express their
opinions and beliefs, even if tthat expression is unpopular.
"Academic freedom is a fundamental right
in any institution of higher learning. Honesty and integrity are necessary
preconditions to this freedom."3
Academic integrity is the explicit
responsibility to present as one's original work only that which is truly
one's own.2
"Academic integrity requires that all
academic work be wholly the product of an identified individual or individuals.
Joint efforts are legitimate only when the assistance of others is explicitly
acknowledged. Ethical conduct is the obligation of every member of the
university community and breaches of academic integrity constitute serious
offenses. The principles of academic integrity entail simple standards
of honesty and truth. Each member of the university has a responsibility
to uphold the standards of the community and to take action when others
violate them." 3
"Academic work represents not only what
we have learned about a subject but also how we have learned it. Therefore
it is unethical and a violation of academic integrity to copy from the
work of others or submit their work as one's own; all sources, including
the sources of ideas, must be acknowledged and cited in ways appropriate
to one's discipline. Electronic sources, such as found in the Internet
or on the World Wide Web, must also be cited."4
The upholding of academic freedom and academic
integrity occurs on three levels:
Ethical: the responsibility to
uphold the standards of the academic community
Legal: the obligation to follow
the laws of the land with respect to intellectual property, copyright,
and fair use guidelines
Practical: the actual steps one
should follow to be ethically and legally compliant
In the Digital Age, where cost and mechanical
barriers to reproduction are virtually nil, ethical violations of academic
integrity and legal violations of national and international copyright
laws have become rampant. Academic institutions need to re-examine their
standards of academic freedom and academic integrity, and also to spell
out the consequences of violations of those standards.
Ethical Approaches to Academic Integrity
Most academic institutions have clear policy
statements forbidding academic dishonesty. Here is a sample statement from
UC Santa Cruz5:
"All members of the UCSC academic community
have an explicit responsibility to present as their original work only
that which is truly their own. Cheating, plagiarism, and other forms
of academic dishonesty are contrary to the ideals and purposes of a university
and will not be tolerated. Note that plagiarism includes the deliberate
misrepresentation of someone else's words and ideas as your own, as well
as paraphrasing without footnoting the source. Students and faculty are
jointly responsible for assuring that the integrity of scholarship is valued
and preserved."
The Center for Academic Integrity (www.nwu.edu/uacc/cai/main.html)
provides a an extensive collection of the policies and procedures currently
in use in major academic institutions. The Center's goal is to:
"help colleges and universities develop
a viable network for sharing information about academic integrity policies
and procedures by providing a forum to identify, affirm, and promote the
values of academic integrity among students."
Research highlights (www.nwu.edu/uacc/cai/research/highlights.html)
show a rampant decline in academic integrity among students.
-
On most campuses, over 75% of students admit
to some form of cheating.
-
Longitudinal comparisons show significant
increases in explicit test/examination cheating and unpermitted collaboration.
-
Faculty are reluctant to report students for
cheating.
-
Academic honor codes can effectively reduce
cheating.
Student violations of academic integrity tend
to fall into these areas:
Cheating on tests
Plagiarism
Presentation of the work of another as
one's own
The use of a purchased term paper
Faculty violations include:
Part of the ethos of academic institutions
is that information is to be shared. A major impetus for the development
of the Internet was the desire for the sharing of information among academic
communities. However, sharing with permission and credit is not the same
as locating work that is not one's own, stripping off its creator(s), changing
its formatting if desired, and presenting it as one's own work.
For academic integrity to be cherished,
and to retain any meaning in the academic world, there should be
clearly-delineated consequences for breaches of this integrity .
Consequences might include:
Student dishonesty: reprimand, lowering
of course grade, course failure, suspension or expulsion from institution
Faculty dishonesty: reprimand, unpaid leave
of absence, dismissal
While policy statements affirming academic
integrity are nearly universal, clear consequences for academic dishonesty
are not--either at the student or faculty level. In fact, most institutions
tend to handle violations on a "case by case" basis--maybe this is why
faculty reportage is so low?
Legal Approaches: Intellectual Property, Copyright,
and Fair Use Guidelines
Intellectual property is a legal
product created by people's minds, research, and imagination. Examples
of intellectual property include:
-
Literary property, both fiction and nonfiction
-
Visual images and photographs
-
Musical compositions and sound recordings
-
Motion picture clips and news footage
-
Three-dimensional objects
-
Computer programs
-
Databases
-
Inventions
-
Trademarks
-
Trade secrets
Intellectual property owners, like owners
of tangible property, have legal claims on how their property may be used.
These are known as intellectual property rights. Many links to intellectual
property web sites can be found at www.iupui.edu/it/copyinfo/intelect.html
Copyright Defined (Compton's Online Encyclopedia,
AOL)
“ Most forms of property are tangible; that
is, they can be seen and touched. Such property includes land, buildings,
automobiles, appliances, or anything else a person may possess. Copyright
is an intangible form of property. What is owned, as the word suggests,
is a right. This right has two aspects—the right to copy and the right
to control copying.
Copyright is a legal protection extended
to those who produce creative works. Originally only for books, copyright
now extends to magazines, newspapers, maps, plays, motion pictures, television
programs, computer program software, paintings, photographs, sculpture,
musical compositions, choreographed dances, and similar works. Essentially
a copyright protects an intellectual or artistic property.
This type of property is unusual because
it is normally intended for public use or enjoyment. If an individual buys
a copyrighted book, it belongs to him as an object. But making copies of
it to sell or give away is illegal. This right belongs to the publisher,
author, or whoever holds the copyright. If someone wants to copy all or
part of a book, an application for permission must be made to the copyright
owner, who probably will require payment of a fee.”
A copyright is not a single right, but
ia set of rights that gives the copyright owner the exclusive legal
authority to:
-
Reproduce the work
-
Prepare derivative works
-
Distribute copies of the work
-
Perform the work publicly
-
Display the work publicly
-
Authorize others to do any of the above6
Karen Coyle spoke at the San Francisco Public
Library in 1996. Her talk, entitled "Copyright
in the Digital Age" began:
The U.S. Constitution gives Congress the
power to "promote the progress of science and useful arts, by securing
for limited times to authors and inventors the exclusive right to the respective
writings and discoveries." That simple phrase is represented today by hundreds
of pages of law and thousands of pages of legal cases. It isn't a simple
world.
Copyright law first developed at a time
when copies were relatively hard to make. You needed a printing press,
and you had to reset all of the type for the work. Early in US history,
at a point where English law seemed totally irrelevant to us since we'd
just broken away from it, publishers in this country imported British books
and reprinted them here without giving anything back to the British copyright
holder. But it just wasn't within the power of the average person to make
copies.
The advent of the photocopy machine (Xerox)
began the modern age in copyright, throwing things into disarray. Then
came home sound tape
recording, video recording, and now --
the biggest threat of all to copyright -- the computer - the ultimate copying
machine.
The change from hard copy to digitized
materials is really much greater than just a change in the method of copying.
Up until now, there has always been a physical object that could be referred
to. Something you could hold in your hand.
And up until now, most copies were degraded
forms of the original. Photocopies are of a lower quality than a printed
book or article (though that technology is getting better). Home sound
recordings are inferior to professionally produced ones. And of course
video tapes of TV programs are abysmal. So they aren't really great rivals
for the originals.
Now we have digital information, information
stored on a computer. That information can be copied exactly, with no loss
of quality, with the touch of a few keys. Add the Internet to the mix,
and you have a situation where in the information can be copied and sent
to thousands of other people with those same few keystrokes....
The Copyright Web Site, www.benedict.com,
states:
"The Internet has been characterized as
the largest threat to copyright since its inception. The Internet is awash
in information, a lot of it with varying degrees of copyright protection.
Copyrighted works on the Net include news stories, software, novels, screenplays,
graphics, pictures, Usenet messages and even email. In fact, the frightening
reality is that almost everything on the Net is protected by copyright
law."
The digital age has forced the review of copyright
law in the United States and beyond. The most extensive review to date,
that of the National Information Infrastructure( NII)'s "White
Paper" gives the working group's analysis and recommendations.
The Copyright Website observes:
"The most interesting aspect of the 'White
Paper' is that its commerce based position raises several conflicts with
the current state of the Internet, both philosophical and technological.
Philosophically, it comes into conflict with the 'Information wants
to be free' mentality of the Internet. Technologically, it comes
into conflict with the fact that there is no longer any mechanical or cost
barrier to reproduction. How these conflicts play out will determine
the look of information delivery."
When can copyrighted material be used without
permission?
"There are no circumstances in which you have
the right to use anyone else's copyrighted materials without their permission."
7
How do you copyright a current work?
Any work put into tangible form after February
28, 1989 automatically vests the author with copyright ownership.
The author does not need to place copyright
notices on the work, nor register it with the US Copyright Office.7
What Happens if a copyright is infringed?
According to Nolo Press: www.nolo.com/PCTM/2overview.html#6
"In the event someone infringes (violates)
the exclusive rights of a copyright owner, the owner is entitled to file
a lawsuit in federal court asking
the court to:
-
issue orders (restraining orders and injunctions)
to prevent further violations
-
award money damages if appropriate, and
-
in some circumstances, award attorney fees.
Whether the lawsuit will be effective and
whether damages will be awarded depends on whether the alleged infringer
can raise one or more legal defenses
to the charge. Common legal defenses to copyright infringement are:
-
too much time has elapsed between the infringing
act and the lawsuit (the statute of limitations defense)
-
the infringement is allowed under the fair
use defense
-
the infringement was innocent (the infringer
had no reason to know the work was protected by copyright)
-
the infringing work was independently created
(that is, it wasn't copied from the original), or the copyright owner
authorized the use in a license."
Public Domain
Works that do not have copyright status are
considered in the public domain; they may be freely used.
The only works in the public domain are
those where:
-
Copyright protection has expired or has been
lost
-
Work prepared by an officer or employee of
the US government as part of that person's official duties
-
Work placed into the public domain by its
author
More copyright information
An excellent list of links on copyright issues
and the Web was developed at UC San Diego, and can be found at http://www-act.ucsd.edu/webad/copyrght.html
The UC Santa Barbara library has also compiled
a carefully researched list of intellectual property and copyright links
at :www.library.ucsb.edu/subj/copyrt.html
Fair Use
Fair use is the opposite of copyright--the
ability to cite or use copyrighted materials based on the First Amendment.
The US Constitution provides the mandate
and authority for federal copyright laws. Conversely, the First Amendment
guarantees freedom of expression. Fair use is an attempt by the courts
to reconcile the two. Four factors8
commonly govern fair use:
-
Purpose and character of use (commercial or
non-profit)
-
Nature of copyrighted work (published or unpublished,
fact or fiction, available or out of print)
-
Amount and substantiality of the portion used
in relation to the copyrighted work as a whole
-
Effect of use upon the potential market or
value of the copyrighted work
In deciding whether or not the use of someone
else's material ipasses fair use guidelinese, you might want to take the
Fair Use Test at the Copyright website: www.benedict.com/fairtest.htm#test
The Stanford University Library has compiled
and extensive list of Fair Use and Copyright resources at http://fairuse.stanford.edu/
Practical Approaches to the Preservation of
Academic Integrity in Cyberspace
Here are steps an academic institution can
follow to promote academic integrity and copyright compliance
Educate your community
-
Provide faculty/staff workshops to show proper
use and citing of Internet-published materials.
A comprehensive source of internet citation
is the Electronic
References & Scholarly Citations of Internet Sources
Most scholars and students use either the
MLA (Modern Language Association) or APA (American Psychological Association)
format. Here are instructions for each.
MLA
format -- APA
format
-
Make sure everyone in your academic community
(faculty, students, and staff) understands the meaning of plagiarism and
the institutional consequences of plagiarism violation.
Plagiarism is the word for the unauthorized
copying of sentences or paragraphs that are the work or data of other persons
without clearly identifying their origin by appropriate referencing.
Plagiarism
and citation of sources, written or electronic gives a more complete
discussion of plagiarism, and how to avoid unintentional plagiarism.
The Mining Company, http://7-12educators.tqn.com/msub15.htm,
provides a list of links to articles on plagiarism and other forms of cheating
.
-
Role-play ethical problems, and discuss
how they should be handled. Here are a few examples:
-
A student is asked to write a 500 word essay
on the American Civil War, describing the significance of the Battle of
Gettysburg.
The student goes to a web site, copies
it verbatim, and turns it in.
-
View the website:
-
Discuss the following:
-
Who owns it?
-
Has an ethics violation occurred?
-
Has a copyright violation occurred?
-
What should be the academic consequences?
-
Examine a more accurate website on the subject
at http://lcweb.loc.gov/exhibits/gadd/
-
Professor B arrives at college 2 weeks before
semester starts, having been hired at the last minute. Professor A, the
class mentor, gives hard copies of his personally-developed materials and
not-yet published research-summation to assist the new faculty member with
class preparation. Each handout page contains the mentor faculty member's
name, date, and copyright symbol.
Which of these are legally or ethically
inappropriate, and why?
-
Professor B copies the materials as written
and distributes them to his class.
-
Professor B carefully cuts off his mentor's
name, date, and copyright symbol, and distributes them to his class.
-
Professor B makes Web pages from the materials,
using substantially all the content, but not the format, and puts them
up on the college web server (open Internet) with no acknowledgement to
Professor A.
-
Professor B uses considerable substance of
the materials, along with his own additions, and places his own name on
each page with no reference to Faculty A.
-
Professor B uses considerable substance of
the materials, along with his own additions, and at the bottom of each
page, states: developed by faculty A and enhanced by faculty B.
-
Professor B discusses proposed enhancements
with Faculty A, seeks his permission for changes, and places both names
at the bottom of each page.
In each inappropriate case, what should
Professor A do? What should the academic department do? What should the
college do?
-
Professor B delivers a paper at his discipline's
national meetings, presenting his "original" research.
Which of these are legally or ethically
inappropriate, and why?
-
Professor B does not acknowledge Professor
A's contribution to his presentation.
-
Professor B acknowledges Professor A in 7
point type at the bottom of his 3rd PowerPoint slide
-
Professor B seeks Professor A's permission
to talk about A's research findings, and gives him full credit in the presentation.
-
Professor B publishes the complete text of
his presentation on the internet, giving no credit to Professor A.
Professor A learns about Professor B's inproprieties
from a colleague at another college who attends B's presentation.
In each inappropriate case, what should
Professor A do? What should the academic department do? What should the
college do? What should the professional organization hosting the national
conference do?
-
An impoverished alchemy graduate student with
5 children and a sick mother discovers an inexpensive way to turn lead
into gold. He puts his reseach findings onto the college's secure server
(Intranet) where only 40 select people (classmates in his graduate seminar
and department faculty) have the password.
One of the other alchemy students is searching
the internet for information on his favorite topic and discovers his fellow
student's research, word for word, without his name, formatting, and patent
pending designations published as a link from Faculty B's website on the
open internet.
What should the graduate student do? What
should the department do? What should the college do?
In case you want some legitimate links
on alchemy, try: http://www.healthwwweb.com/LinksAlchem.html
Define and publicize clear academic consequences
for ethical infringements
Develop an academic integrity statement for
faculty, staff and students. (The campus ethics committee of the academic
senate might assist here.)
There must be consequences for unethical
acts. If there are no consequences, violations of ethical infringements
will not be taken seriously by the academic community.
Consequences should be delineated for faculty
and staff as well as students.
Consequences should be clear and appropriate.
(Case by case often means no action.)
Rutgers
University has an excellent description of different levels of
student academic dishonesty and consequences at each level.
Once consequences are determined, they
must be publicized.
Follow through
Consequences are meaningless without follow
through.
Acknowledgement
To Michael Heiman, for discussing these issues
over several dinners, and helping to develop the case presentations.
Sources
1. The Oxford
Dictionary of Quotations, Second Edition, Oxford University Press,
1955, Pp. 490.
2. UC
Santa Cruz Statement on Academic Integrity.
3. Rutgers
University Policy on Academic Integrity
4. Univeristy
of Pennsylvania Academic Integrity Statement
5. UC
Santa Cruz Statement on Academic Integrity
6. Web and New
Media Pricing Guide, Frenza and Szabo, Hayden Books, 1996. P. 162.
7. Web and New
Media Pricing Guide, Frenza and Szabo, Hayden Books, 1996. P. 170.
8. Web and New
Media Pricing Guide, Frenza and Szabo, Hayden Books, 1996. P. 172.
Copyright
Copyright 1998, Barbara
Zukin Heiman, Ph.D. (www.santarosa.edu/~bheiman)
Instructor, Computer and Information Sciences
Santa Rose Junior College
An earlier version of this paper was prepared
for ACCCA Learning on the Internet Conference, April, 1998.
Fair Use: Page may be linked to,
duplicated in its entirety, or quoted in part provided author is given
full credit, and use is not for profit.